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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-08 |
| MS | RA | APPROVED | 1999-03-30 |
Branch Locations
4785 Old Canton Rd, Ste 201, Jackson, MS 39211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Jackson | MS | 03/1999 | Present |
1. 5/17/2002: No Business Name - Not Investment Related - OTHER-TEACHER/INSTRUCTOR - TEACHING CFP ETHICS COURSE TO CFP'S FOR CONTINUING EDUCATION CREDIT. 2. 3/22/2013: DEPARTMENT OF VETERANS AFFAIRS - Not Investment Related - OTHER-TEACHER/INSTRUCTOR - TIME SPENT 1% - TEACHING BASIC FINANCIAL TOPICS TO EMPLOYEES AND VETERANS OF THE VETERANS ADMINISTRATION, LIKELY BRANCHING OUT TO TEACH TO HEALTH CARE PROFESSIONALS IN GENERAL. TOPICS WOULD INCLUDE BUDGETING, BASIC ESTATE PLANNING,LIVING OFF OF YOUR PAYCHECK, ETC. 3. 7/25/2013: BRELAND FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 4. 7/29/2013: NO BUSINESS NAME - Investment Related - AT REPORTED BUSINESS LOCATION(S) - TAX PREP/ACCOUNTING/CPA - TIME SPENT 2% - I MAINTAIN A SEPARATE OFFICE SUITE IN MY BUILDING USED FOR TAX PREPARATION DURING TAX SEASON (SUITE 204). I ANTICIPATE THAT MY SON MATT WILL START WORKING IN THAT OFFICE STARTING IN 2014. MATT IS NOT AFFILIATED WITH ANY B/D OR RIA. 5. 6/24/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 03/04/2017 - 0 Hours Per Month - Notary Public for State of Mississippi.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-20 |
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