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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-08 |
| WA | RA | APPROVED | 1996-01-23 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Seattle, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Seattle | WA | 03/2008 | Present |
| City National Bank | Seattle | WA | 05/2020 | Present |
1. NATIVIS; 219 TERRY AVENUE NORTH SEATTLE WA 98109; ANTI-CANCER MEDICAL DEVICE COMPANY; 03/01/2014 START DATE; 03/31/2019 PROJECTED END DATE; OWNER-PASSIVE; NO DUTIES PERFORMED; 0 HOURS DEVOTED TO ACTIVITY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-28 |
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