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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-09-30 |
| WA | RA | APPROVED | 2010-04-16 |
Branch Locations
520 Pike St Ste 2725, Seattle, WA 98101 • United States
Edmonds, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Seattle | WA | 04/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Seattle | WA | 03/2020 | Present |
Outside Employment; Uber driver; Driver - Occasional driver; ; 200 Beach PlaceUnit 202Edmonds, WA 98020, ,; Not Investment-Related; 08/11/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-19 |
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