Arthur Norman Hornak

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → 02/2018
  Invest Financial Corporation
  Freehold, NJ
• 12/2001 → 02/2018
  Sun National Bank
  Freehold, NJ
• 02/2018 → 02/2018
  Lpl Financial Llc
  Linwood, NJ
• 02/2018 → Present
  The Provident Bank
  South River, NJ
• 02/2018 → Present
  Cetera Investment Services Llc
  St.CLoud, MN
• 02/2018 → Present
  Cetera Investment Advisers
  Shrewsbury, NJ

Previous Registrations

• 2018-02-14 → 2018-03-02
  Lpl Financial Llc
  Atlantic City, NJ
  Linwood, NJ
  Northfield, NJ
• 2012-10-25 → 2018-02-14
  Invest Financial Corporation
  Kendall Park, NJ
  Hillsborough, NJ
  Brigantine, NJ
  Glendora, NJ
  Trenton, NJ
  Princeton, NJ
  Trenton, NJ
  Lawrenceville, NJ
  Ventnor, NJ
  Rio Grande, NJ
  Salem, NJ
  Old Bridge, NJ
  Shrewsbury, NJ
  Manalapan, NJ
  Vineland, NJ
  Cherry Hill, NJ
  Pennington, NJ
  Linwood, NJ
  Freehold, NJ
  Linwood, NJ
  Northfield, NJ
  Mays Landing, NJ
  Appleton, WI
  Atlantic City, NJ
  Ventnor, NJ
  Atlantic City, NJ
  Collingswood, NJ

Other Businesses

1. 02/14/2018 - PROSPERIS FINANCIAL SOLUTIONS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-24
• S63 Uniform Securities Agent State Law Examination
  1988-06-02

Other Names

• Arthur Norman Hornok
• Arthur Hornak
• Arthur N Hornak