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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2001-07-23 |
| TX | RA | APPROVED_RES | 1996-06-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fargo | ND | 01/1985 | Present |
| Bank Of America,N.A. | Fargo | ND | 06/2011 | Present |
I*80940 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MARK D JOHNSON INVESTMENT RELATED: NO ADDRESS OF BUSINESS: GWINNER, NORTH DAKOTA 58040 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 2/1/1999 NUMBER OF HOURS DEVOTED: 10 HOURS ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENT OUT LAND ON A SHARE CROP AGREEMENT ONE THIRD TO ME TWO THIRDS TO THE FARMER. PAY TAXES,CROP AND HAIL INSURANCE. MARKET GRAIN I*550290 For profit or not for profit: Entity For Profit Name of outside business organization: Mark Johnson Investment related: No Address of business: Roseau, Minnesota, 56751 Position, title, association: General Partner/Managing Member Start date of relationship: 11/30/2021 Number of hours devoted: 2 hours Yearly Number of hours devoted during trading hours: 0 Duties: Rent the land and pay taxes I*: 2481280 Entity Type: Fiduciary role Name of OBA: L. J. Address: Fargo, ND 58104 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 5/21/2025 Number of Hours: 1 hr annually Number of Hours during trading: 1 hr annually Duties: Power of Attorney for son
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-12 |
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