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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-08-21 |
| TX | RA | APPROVED_RES | 2016-12-01 |
| MI | RA | APPROVED | 2010-02-10 |
| IL | RA | APPROVED | 2010-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohio Co. | Birmingham | MI | 01/1985 | Present |
| Robert W. Baird & Co. Incorporated | Bloomfield Hills | MI | 06/1997 | Present |
| Nmis | Milwaukee | WI | 12/2001 | Present |
Name/Address: Poppleton Place 35300 Woodward, #509 Birmingham MI 48009 Start Date: 2/6/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: Gearhead Garage 2011 Heide Troy MI 48011 Start Date: 3/1/10 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Part owner Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-08 |
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