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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-10 |
| NM | RA | APPROVED | 2012-09-14 |
| CA | RA | APPROVED | 2009-01-02 |
Branch Locations
1 Orchard Road Suite 130, Lake Forest, CA 92630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Newport Beach | CA | 05/2003 | Present |
| Raymond James Financial Services Advisors, Inc | Newport Beach | CA | 01/2009 | Present |
(1)Name of Business: Stanton & Castleton, Inc Address: 1 Orchard Road #130, Lake Forest , CA, 92630, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/18/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: co-owner of SC Inc. - must do all tasks related to advancing the business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-13 |
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