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Bruce Thomson Herbert

Newground Social Investment

Seattle, WA

Seattle, WA

CRD 1342408

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Employer firm

Newground Social Investment CRD 117060

$161M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Newground Social Investment

111 Queen Anne Ave N, Suite 500, Seattle, WA 98109 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2000-06-23
  • WA RA
    APPROVED
    Since 2000-06-23

Branch Locations

111 Queen Anne Ave N Suite 500, Seattle, WA 98109 • United States

111 Queen Anne Ave N, Suite 500, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newground Investment Services Seattle WA 02/1994 Present
  • 02/1994 → Present
    Newground Investment Services
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-03-08
  • S63 Uniform Securities Agent State Law Examination
    1985-03-08
Other Names
  • Bruce Herbert

View on SEC IAPD

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Nearby Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
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