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Current Employers
Stifel Independent Advisors, Llc

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-29
AL RA APPROVED 2002-12-13
  • TX RA
    APPROVED_RES
    Since 2017-08-29
  • AL RA
    APPROVED
    Since 2002-12-13

Branch Locations

880 Holcomb Blvd. Suite 2-B, Fairhope, AL 36352 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Independent Advisors, Llc Fairhope AL 10/2002 Present
Previous Registrations
Other Businesses

1. Killinger-globetti Asset management, Inc.; 880 Holcomb Blvd STE 2-B Fairhope AL 36532; Financial services, this is a dba for my affiliation with Stifel Independent; President; owner/property; affiliation started 01/01/2003; 8.0 hours per day; during securities trading hours; investment-related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-18
S63 Uniform Securities Agent State Law Examination 1985-03-06
  • S65 Uniform Investment Adviser Law Examination
    1994-07-18
  • S63 Uniform Securities Agent State Law Examination
    1985-03-06
Other Names
  • Paul Globetti

View on SEC IAPD

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