Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-03
DC RA APPROVED 2011-03-24
  • TX RA
    APPROVED_RES
    Since 2014-09-03
  • DC RA
    APPROVED
    Since 2011-03-24

Branch Locations

2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Washington DC 03/2009 Present
City National Bank Washington DC 05/2019 01/2025
  • 03/2009 → Present
    Rbc Capital Markets Corporation
    Washington, DC
  • 05/2019 → 01/2025
    City National Bank
    Washington, DC
Other Businesses

(1) MATTHEW'S EYE; 2636 GARFIELD ST NW WASHINGTON DC 20008; SALE OF ANTIQUES; 10/01/13 UNTIL 09/09/19; PASSIVE OWNER; SELL TO PRIVATE COLLECTORS & MUSEUMS; 4 HOURS DEVOTED PER MONTH; 0 HOURS DURING SECURITY HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-11
S63 Uniform Securities Agent State Law Examination 1985-03-29
  • S65 Uniform Investment Adviser Law Examination
    2011-03-11
  • S63 Uniform Securities Agent State Law Examination
    1985-03-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor