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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-02 |
| NC | RA | APPROVED | 2022-02-01 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
112 N Person St, Raleigh, NC 27601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Raleigh | NC | 01/2007 | 01/2022 |
| Kestra Investment Services, Llc | Raleigh | NC | 01/2022 | Present |
| Kestra Advisory Services, Llc | Raleigh | NC | 01/2022 | Present |
Business Name: KESTRA ADVISORY SERVICES LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2022 ADDRESS: 5707 Southwest Parkway, Bldg. 2 Ste. 400, Austin TX 78735 DESCRIPTION: IAR Business Name: CUNNINGHAM FINANCIAL POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2022 ADDRESS: 112 N Person Street, Raleigh NC 27601 DESCRIPTION: IAR Business Name: SANDERSON HIGH SCHOOL FOUNDATION POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 5500 Dixon Drive, Raleigh NC 27609 DESCRIPTION: Strategize on fundraising, volunteer at events and make decisions about funding requests. Business Name: HEARTS CRY CHILDREN'S MINISTRY POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2024 ADDRESS: PO Box 17507, Raleigh NC 27619 DESCRIPTION: Quarterly meetings and occasional special meetings to consult with the founders on various activities going on in the ministry.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-28 |
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