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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-02
NC RA APPROVED 2022-02-01
  • TX RA
    APPROVED_RES
    Since 2023-11-02
  • NC RA
    APPROVED
    Since 2022-02-01

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

112 N Person St, Raleigh, NC 27601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Raleigh NC 01/2007 01/2022
Kestra Investment Services, Llc Raleigh NC 01/2022 Present
Kestra Advisory Services, Llc Raleigh NC 01/2022 Present
Previous Registrations
Other Businesses

Business Name: KESTRA ADVISORY SERVICES LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2022 ADDRESS: 5707 Southwest Parkway, Bldg. 2 Ste. 400, Austin TX 78735 DESCRIPTION: IAR Business Name: CUNNINGHAM FINANCIAL POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2022 ADDRESS: 112 N Person Street, Raleigh NC 27601 DESCRIPTION: IAR Business Name: SANDERSON HIGH SCHOOL FOUNDATION POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 5500 Dixon Drive, Raleigh NC 27609 DESCRIPTION: Strategize on fundraising, volunteer at events and make decisions about funding requests. Business Name: HEARTS CRY CHILDREN'S MINISTRY POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2024 ADDRESS: PO Box 17507, Raleigh NC 27619 DESCRIPTION: Quarterly meetings and occasional special meetings to consult with the founders on various activities going on in the ministry.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-28
  • S66 Uniform Combined State Law Examination
    2008-10-28
Other Names
  • Jason Stanley Cunningham

View on SEC IAPD

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