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James David Alger

Stephens

Little Rock, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-09-23
TX RA APPROVED 2024-05-02
  • AR RA
    APPROVED
    Since 2024-09-23
  • TX RA
    APPROVED
    Since 2024-05-02

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Simmons First Investment Group, Inc Little Rock AR 10/2008 04/2019
Stephens Inc. Little Rock AR 04/2019 Present
  • 10/2008 → 04/2019
    Simmons First Investment Group, Inc
    Little Rock, AR
  • 04/2019 → Present
    Stephens Inc.
    Little Rock, AR
Previous Registrations
  • 2008-10-21 → 2019-03-25
    Simmons First Investment Group, Inc.
    Little Rock, AR
    Little Rock, AR
    Little Rock, AR
    Little Rock, AR
    Little Rock, AR
    Fayetteville, AR
  • 2014-12-16 → 2015-09-02
    Simmons First Capital Management, Inc.
    Little Rock, AR
    Little Rock, AR
    Little Rock, AR
  • 2008-01-01 → 2008-05-15
    Wells Fargo Clearing Services, Llc
    Columbus, OH
  • 2006-06-14 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Columbus, OH
    St. Louis, MO
  • 2001-12-19 → 2006-05-02
    A. G. Edwards & Sons, Inc.
    Fayetteville, AR
Other Businesses

Owner of Alger Molded Products, a non-investment related business begun August 2018. Zero hours devoted during market trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-30
S63 Uniform Securities Agent State Law Examination 1985-02-20
  • S66 Uniform Combined State Law Examination
    2001-07-30
  • S63 Uniform Securities Agent State Law Examination
    1985-02-20

View on SEC IAPD

Other Firms

EDWARD JONES
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES & ASSOCIATES, INC.
UNITED CAPITAL FINANCIAL ADVISORS
NFSG CORPORATION
OSAIC WEALTH, INC.

Other Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

More in Little Rock, AR

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