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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-05-08
TX RA APPROVED_RES 2013-05-06
  • GA RA
    APPROVED
    Since 2013-05-08
  • TX RA
    APPROVED_RES
    Since 2013-05-06

Branch Locations

626 Josephine Parker Road Suite 204, Key West, FL 33040 • United States

219 Roswell St Ste 150 [Satellite], Alpharetta, GA 30009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Alpharetta GA 05/2013 Present
Previous Registrations
Other Businesses

PRAXIS FINANCIAL PARTNERS LLC, INV RELATED, ALPHARETTA, GA, 24.99% OWNERSHIP, START 5/3/2013, 160 HOURS PER MONTH, 6.5 HOURS DURING TRADING, FINET PRACTICE. CUMMINGS SUBS 2114 LLC, INV RELATED, GAINESVILLE, GA, 40% OWNERSHIP, START 9/25/2019, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO ACTIVE ROLE. SABER 83 LLC, INV RELATED, CUMMING, GA, 100% OWNERSHIP, START 5/3/2013, LESS THAN 1 HR PER MONTH, 0 HRS DURING TRADING, FOR FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-24
S63 Uniform Securities Agent State Law Examination 1985-03-11
  • S65 Uniform Investment Adviser Law Examination
    1994-08-24
  • S63 Uniform Securities Agent State Law Examination
    1985-03-11
Other Names
  • Bo Jack Loyd
  • Cecil Cicero Iii Loyd
  • Bj Loyd

View on SEC IAPD

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