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Thomas Edward Nitti

Raymond James & Associates, Inc.

Key West, FL

CRD 3260519

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-12-21
FL RA APPROVED 2004-10-18
  • TX RA
    APPROVED_RES
    Since 2011-12-21
  • FL RA
    APPROVED
    Since 2004-10-18

Branch Locations

3154 Northside Drive, Suite 101, Key West, FL 33040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Key West FL 05/2004 05/2017
Raymond James & Associates, Inc. Key West FL 05/2017 Present
Other Businesses

(1)Name of Business: 15 Broad Street 1706, LLC Address: 1621 Bahama Dr, Key West, FL, 33040, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/04/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my wife's and my LLC that has been established to hold a second home/investment property. As members of the LLC, will be responsible for all aspects of the management of the property. (2)Name of Business: TJJT Holdings, LLC Address: 1621 Bahama Dr, Key West, FL, 33040, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/11/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Responsibility is mainly to manage the property as a landlord. (3)Name of Business: TJJT Holdings, LLC Address: 1621 Bahama Dr, Key West, FL, 33040, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/11/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Responsibility is mainly to manage the property as a landlord.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-12
S63 Uniform Securities Agent State Law Examination 1999-09-24
  • S65 Uniform Investment Adviser Law Examination
    2004-10-12
  • S63 Uniform Securities Agent State Law Examination
    1999-09-24
Other Names
  • Thomas Nitti

View on SEC IAPD

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