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Jerauld Joseph Garry

Osaic Wealth, Inc.

Mitchell, SD

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2021-04-09
  • SD RA
    APPROVED
    Since 2021-04-09

Branch Locations

1716 N Sanborn Blvd, Mitchell, SD 57301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Mitchell SD 11/1989 08/2023
Dice, Thomas Joel Mitchell SD 12/2002 12/2019
Dice Financial Investment Advisory, Llc Mitchell SD 12/2019 12/2021
Osaic Wealth, Inc Mitchell SD 08/2023 Present
  • 11/1989 → 08/2023
    Royal Alliance Associates, Inc.
    Mitchell, SD
  • 12/2002 → 12/2019
    Dice, Thomas Joel
    Mitchell, SD
  • 12/2019 → 12/2021
    Dice Financial Investment Advisory, Llc
    Mitchell, SD
  • 08/2023 → Present
    Mitchell, SD
Previous Registrations
  • 2019-12-16 → 2021-12-10
    Dice Financial Investment Advisory, Llc
    Mitchell, SD
  • 2002-12-09 → 2019-12-13
    Dice Financial Investment Advisory
    Mitchell, SD
Other Businesses

1.DICE FINANCIAL SERVICES GROUP POSITION: Advisor NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1984 ADDRESS: 1716 N. Sanborn PO Box 790, Mitchell, SD 57301, Mitchell SD 57301, United States DESCRIPTION: Sales and service of life insurance and variable annuities. 2.MITCHELL PREHISTORIC INDIAN VILLAGE PRESERVATION SOCIETY POSITION: Board Member - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1978 ADDRESS: Indian Village Road Mitchell, SD 57301, Mitchell SD 57301, United States DESCRIPTION: Board member advising in the preservation and development of a 1000 year old National Historic Landmark.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-26
S63 Uniform Securities Agent State Law Examination 1985-03-11
  • S65 Uniform Investment Adviser Law Examination
    1995-07-26
  • S63 Uniform Securities Agent State Law Examination
    1985-03-11
Designations
Other Names
  • Jerry Garry

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