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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-05 |
| TX | RA | APPROVED | 2024-02-05 |
Branch Locations
610 Newport Center Dr Ste 1520, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 08/2019 |
| Stifel Nicolaus & Co Inc | Newport Beach | CA | 08/2019 | 02/2024 |
| Lpl Financial Llc | Newport Beach | CA | 02/2024 | Present |
1) 01/25/2024 - Witter Wealth Management of Tower 68 Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 01/23/2024 - Tower 68 Financial Advisors -DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 01/23/2024 - Witter Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-27 |
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