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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-11 |
| IL | RA | APPROVED | 2018-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Orland Park | IL | 01/2010 | 01/2018 |
| Marquette Bank | Orland Park | IL | 01/2010 | Present |
| Cetera Investment Advisers Llc | Orland Park | IL | 01/2018 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-08 |
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