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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2017-03-25 |
Branch Locations
530 Gaither Road Suite 350, Rockville, MD 20850 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co. Of America | New York | NY | 10/1987 | Present |
| National Life | Manplhie | VT | 05/1994 | Present |
| Metlife Securities Inc. | Rockville | MD | 01/2015 | Present |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Rockville | MD | 03/2017 | Present |
INDEPENDENT INSURANCE AGENT FROM BUSINESS ADDRESS- 10 HOURS SECURITIES - DENTAL AND GROUP DISABILITY INCOME - FIXED ANNUITIES - LTC - LIFE ACCIDENT AND HEALTH -SINCE 5/1985
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-11 |
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