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Current Employers
Waterstreet Asset Management Llc

6640 Shady Oak, Eden Prairie, MN 55344 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-12-31
  • MN RA
    APPROVED
    Since 2020-12-31

Branch Locations

6640 Shady Oak, Eden Prairie, MN 55344 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waterstreet Asset Management Minnetonka MN 08/2015 Present
Great Lakes Atlantic Wealth Management And Advisory Partners Charlotte NC 07/2017 09/2017
Next Financial Group St Louis Park MN 03/2019 Present
  • 08/2015 → Present
    Waterstreet Asset Management
    Minnetonka, MN
  • 07/2017 → 09/2017
    Great Lakes Atlantic Wealth Management And Advisory Partners
    Charlotte, NC
  • 03/2019 → Present
    Next Financial Group
    St Louis Park, MN
Previous Registrations
  • 2019-03-27 → 2025-07-16
    Next Financial Group, Inc.
    Houston, TX
    Eden Prairie, MN
  • 2017-09-08 → 2020-12-31
    Eden Prairie, MN
  • 2017-07-13 → 2017-10-20
    Hayden Royal
    Minnetonka, MN
    Charlotte, NC
Other Businesses

1) WATERSTREET ASSET MANAGEMENT POSITION: Owner NATURE: Independent Registered Investment Adviser ("I-RIA") INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 6301 Wayzata Blvd, St. Louis Park MN 55416, United States DESCRIPTION: For use in name only; no assets under management, no clients, no fees collected 2) HOPE OF GLORY MINISTRIES POSITION: Director NATURE: Non-Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 03/19/1997 ADDRESS: 16285 Scenic Heights, Road, Eden Prairie MN 55344, United States DESCRIPTION: Ministry is used for my preaching and teaching of the bibleonly. 3) CAPITAL CONSULTING GROUP, INC. POSITION: Officer NATURE: Doing Business As ("DBA") INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2021 ADDRESS: 6640 Shady Oak Road, Suite 200, Eden Prairie MN 55344, United States DESCRIPTION: DBA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-15
S63 Uniform Securities Agent State Law Examination 1985-02-15
  • S65 Uniform Investment Adviser Law Examination
    2015-07-15
  • S63 Uniform Securities Agent State Law Examination
    1985-02-15
Other Names
  • Thomas Zwingman Fox
  • Thomas Guy Zwingman

View on SEC IAPD

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