Thomas Guy Fox

Employer firm

Waterstreet Asset Management LLC CRD 281332

Reported services (Item 5G)

• Portfolio management (individuals)
• SUBADVISOR & CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Waterstreet Asset Management
  Minnetonka, MN
• 07/2017 → 09/2017
  Great Lakes Atlantic Wealth Management And Advisory Partners
  Charlotte, NC
• 03/2019 → Present
  Next Financial Group
  St Louis Park, MN

Previous Registrations

• 2019-03-27 → 2025-07-16
  Next Financial Group, Inc.
  Houston, TX
  Eden Prairie, MN
• 2017-09-08 → 2020-12-31
  Waterstreet Asset Management Llc
  Eden Prairie, MN
• 2017-07-13 → 2017-10-20
  Hayden Royal
  Minnetonka, MN
  Charlotte, NC

Other Businesses

1) WATERSTREET ASSET MANAGEMENT POSITION: Owner NATURE: Independent Registered Investment Adviser ("I-RIA") INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 6301 Wayzata Blvd, St. Louis Park MN 55416, United States DESCRIPTION: For use in name only; no assets under management, no clients, no fees collected 2) HOPE OF GLORY MINISTRIES POSITION: Director NATURE: Non-Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 03/19/1997 ADDRESS: 16285 Scenic Heights, Road, Eden Prairie MN 55344, United States DESCRIPTION: Ministry is used for my preaching and teaching of the bibleonly. 3) CAPITAL CONSULTING GROUP, INC. POSITION: Officer NATURE: Doing Business As ("DBA") INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2021 ADDRESS: 6640 Shady Oak Road, Suite 200, Eden Prairie MN 55344, United States DESCRIPTION: DBA

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-07-15
• S63 Uniform Securities Agent State Law Examination
  1985-02-15

Other Names

• Thomas Zwingman Fox
• Thomas Guy Zwingman