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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2001-01-10
AR RA APPROVED 1989-07-05
  • TX RA
    APPROVED_RES
    Since 2001-01-10
  • AR RA
    APPROVED
    Since 1989-07-05

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 01/1986 Present
Bank Of America,Na Little Rock AR 12/2009 Present
Other Businesses

I*1875299, Entity Type Entity For Profit, Name of OBA: Bullitt & Bee, LLC Address: Little RockArkansas72212 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 06/17/2024 No Hours: 5 weekly No Hours during trading: 0 Duties: restore and remodel vehicles with my son. My primary responsibilities will be providing funding for vehicle, parts and supplies purchases, assist with restoration, and handle basic accounting functions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-24
S63 Uniform Securities Agent State Law Examination 1985-02-07
  • S65 Uniform Investment Adviser Law Examination
    1994-10-24
  • S63 Uniform Securities Agent State Law Examination
    1985-02-07
Other Names
  • Pat Millwee

View on SEC IAPD

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