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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-02 |
| DE | RA | APPROVED | 2023-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retired Or Never Worked | Princeton Junction | NJ | 06/2019 | 08/2020 |
| Metlife | Whippany | NJ | 10/1995 | 06/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2020 | 12/2022 |
| Northwestern Mutual Investment Services Llc | Philadelphia | PA | 08/2020 | 12/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2020 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rehoboth Beach | DE | 12/2022 | Present |
| Bank Of America, N.A. | Rehoboth Beach | DE | 02/2023 | Present |
1. ELDER, THE FIRST PRESBYTERIAN CHURCH OF DUTCH NECK, 154 SOUTH MILL ROAD, PRINCETON JUNCTION, , NEW JERSEY, 08550, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 3/1/1994, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF SESSION (GOVERNING BODY OF THE CONGREGATION)..CURRENT CHAIRPERSON OF THE FACILITIES AND INVESTMENT COMMITTEES...PAST CHAIRPERSON OF YOUTH, FINANCE AND STEWARDSHIP COMITTEES. I*1608256, Name of OBA: RBYCC East Side Homeowner's Association, Inc. Address: Investment Related: N Position, Title, Association: Committee Employee Start Date: 02/01/2024 No Hours: No Hours during trading: 0 Duties: The Homeowner's Association (HOA) where I live wants to update the Bylaws/Covenants/Restrictions. These have been in place for decades and need modified. A committee is being formed with homeowners to work with the HOA's attorney. This would be an ad hoc committee dedicated to this sole purpose to file for final approval in early 2025. If permitted, my role would be as a committee member. I* 1113285 Entity Type: Charitable Name of OBA: The Board of Pensions of the Presbyterian Church (U.S.A.) Address: Philadelphia, PA, 19103 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/24/2020 No Hours: 70 hrs annually No Hours during trading: 0 Duties: I was elected by the General Assembly of the of the Presbyterian Church (U.S.A.) to be on the Board of Directors. There are approximately 27 Board members. We meet three times a year. Each Board member is on two committees. We review the activities of the Board of Pension staff. I*1113290 Entity Type: Charitable Name of OBA: The First Presbyterian Church of Dutch Neck Address: Princeton Junction, New Jersey, 8550 Investment Related: No Position, Title, Association: Other Employee Start Date: 03/01/1994 Number of Hours: 6, Yearly Number of Hours during trading: 0 Duties: Church in Princeton Junction (West Windsor), NJ which I have been a member of for over 30 years. We have a five member committee which meets quarterly for 30-45 minutes to review the church's reserves. The church uses four funds sponsored by another agency of the Presbyterian Church (U.S.A.) and three Vanguard funds. The committee provides governance oversight. As the Chair of this committee, my role is to schedule and run the quarterly meetings. I do not have any access or signing authority to the funds.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-21 |
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