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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-02
DE RA APPROVED 2023-02-24
  • TX RA
    APPROVED
    Since 2023-03-02
  • DE RA
    APPROVED
    Since 2023-02-24

Branch Locations

18949 Coastal Hwy, Rehoboth Beach, DE 19971 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retired Or Never Worked Princeton Junction NJ 06/2019 08/2020
Metlife Whippany NJ 10/1995 06/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2020 12/2022
Northwestern Mutual Investment Services Llc Philadelphia PA 08/2020 12/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2020 12/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rehoboth Beach DE 12/2022 Present
Bank Of America, N.A. Rehoboth Beach DE 02/2023 Present
  • 06/2019 → 08/2020
    Retired Or Never Worked
    Princeton Junction, NJ
  • 10/1995 → 06/2019
    Metlife
    Whippany, NJ
  • 08/2020 → 12/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2020 → 12/2022
    Northwestern Mutual Investment Services Llc
    Philadelphia, PA
  • 12/2020 → 12/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2022 → Present
    Rehoboth Beach, DE
  • 02/2023 → Present
    Bank Of America, N.A.
    Rehoboth Beach, DE
Other Businesses

1. ELDER, THE FIRST PRESBYTERIAN CHURCH OF DUTCH NECK, 154 SOUTH MILL ROAD, PRINCETON JUNCTION, , NEW JERSEY, 08550, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 3/1/1994, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF SESSION (GOVERNING BODY OF THE CONGREGATION)..CURRENT CHAIRPERSON OF THE FACILITIES AND INVESTMENT COMMITTEES...PAST CHAIRPERSON OF YOUTH, FINANCE AND STEWARDSHIP COMITTEES. I*1608256, Name of OBA: RBYCC East Side Homeowner's Association, Inc. Address: Investment Related: N Position, Title, Association: Committee Employee Start Date: 02/01/2024 No Hours: No Hours during trading: 0 Duties: The Homeowner's Association (HOA) where I live wants to update the Bylaws/Covenants/Restrictions. These have been in place for decades and need modified. A committee is being formed with homeowners to work with the HOA's attorney. This would be an ad hoc committee dedicated to this sole purpose to file for final approval in early 2025. If permitted, my role would be as a committee member. I* 1113285 Entity Type: Charitable Name of OBA: The Board of Pensions of the Presbyterian Church (U.S.A.) Address: Philadelphia, PA, 19103 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/24/2020 No Hours: 70 hrs annually No Hours during trading: 0 Duties: I was elected by the General Assembly of the of the Presbyterian Church (U.S.A.) to be on the Board of Directors. There are approximately 27 Board members. We meet three times a year. Each Board member is on two committees. We review the activities of the Board of Pension staff. I*1113290 Entity Type: Charitable Name of OBA: The First Presbyterian Church of Dutch Neck Address: Princeton Junction, New Jersey, 8550 Investment Related: No Position, Title, Association: Other Employee Start Date: 03/01/1994 Number of Hours: 6, Yearly Number of Hours during trading: 0 Duties: Church in Princeton Junction (West Windsor), NJ which I have been a member of for over 30 years. We have a five member committee which meets quarterly for 30-45 minutes to review the church's reserves. The church uses four funds sponsored by another agency of the Presbyterian Church (U.S.A.) and three Vanguard funds. The committee provides governance oversight. As the Chair of this committee, my role is to schedule and run the quarterly meetings. I do not have any access or signing authority to the funds.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-18
S63 Uniform Securities Agent State Law Examination 2020-10-21
  • S65 Uniform Investment Adviser Law Examination
    2022-10-18
  • S63 Uniform Securities Agent State Law Examination
    2020-10-21
Other Names
  • Gregory Risser Slonaker
  • Greg Slonaker

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