Mary Frances Mcgrath

Employer firm

Cozad Asset Management Inc CRD 104764

$2.62B regulatory AUM 3 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Cozad Asset Management Inc

2501 Galen Drive, Champaign, IL 61821-7005 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-11-09
TX	RA	APPROVED	2021-10-07
IL	RA	APPROVED	1998-02-17

FL RA
APPROVED

Since 2021-11-09
TX RA
APPROVED

Since 2021-10-07
IL RA
APPROVED

Since 1998-02-17

Branch Locations

2501 Galen Drive, Champaign, IL 61821 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cozad Asset Management, Inc.	Champaign	IL	01/1985	Present
M Holdings Securities, Inc.	Portland	OR	08/2009	09/2021

01/1985 → Present

Cozad Asset Management, Inc.

Champaign, IL
08/2009 → 09/2021

M Holdings Securities, Inc.

Portland, OR

Previous Registrations

2001-06-12 → 2009-09-01

Sikich Cozad Asset Management Llc

Champaign, IL
2003-09-24 → 2008-12-31

Physician Advisory Resources,Llc

Champaign, IL

Other Businesses

1) MANAGED TAX SERVICES LLC, 2501 GALEN DRIVE CHAMPAIGN IL 61821; 7/1/1998; CPA ACCOUNTANT; TAX PREPARATION AND PLANNING; NOT INVEST RELATED; 20-80 HRS/MONTH - SOME HRS DURING NORMAL BUSINESS HOURS; FEES BILLED 2) CARLE CENTER FOR PHILANTHROPY; 611 WEST PARK, URBANA, IL 61801; 09/01/2019; BOARD PRESIDENT; RUN BOARD MEETINGS; NOT INVESTMENT RELATED; 1 HOUR/MONTH; 1 HOUR/MONTH DURING BUSINESS HOURS; NO COMPENSATION. 3) CARLE INVESTMENT POLICY COMMITTEE; 611 WEST PARK, URBANA, IL 61801; 09/12/2019; COMMITTEE MEMBER; MEET WITH INVESTMENT CONSULTANT AND MAKE RECOMMENDATIONS TO THE BOARD; INVESTMENT RELATED; 4 HOURS/MONTH; 4 HOURS/MONTH DURING BUSINESS HOURS; MEETING FEE. 4) LICENSED INSURANCE PROFESSIONAL; 1/1/90; FIXED INSURANCE PRODUCTS; NOT INVESTMENT RELATED; 2 HOURS/MONTH; 2 HOURS/MONTH DURING BUSINESS HOURS; COMMISSIONS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-03-19

S63 Uniform Securities Agent State Law Examination

1985-03-19

Designations

Certified Financial Planner
Personal Financial Specialist

Other Names

Mary Frances Evensonyaxley
Mary Frances Evenson

View on SEC IAPD