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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-07 |
| CT | RA | APPROVED | 2022-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 11/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Staten Island | NY | 03/2020 | Present |
Business Ownership; RSH Consulting, LLC; Owner; Consulting; 515 Fairfield Beach Road, , Fairfield, CT, 06824; Investment-Related; 11/12/2025; 20 to 39 hours per month; 40 to 59 during trading hours. Board of Directors; Fairfield Beach Resident Association Board; Fairfield Beach Resident Association Board Member; 515 Fairfield Beach Rd, , Fairfield, CT, 06824; Not Investment-Related; 09/13/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; RSH Consulting LLC; Owner; Consult with Ameriprise Advisors on helping them grow their practices through recruiting and leadership. In addition, work with Ameriprise leaders directly and coach them on more effective recruting tactics and efforts.; 515 Fairfield Beach Road, , Fairfield, CT, 06824; Not Investment-Related; 04/30/2026; 20 to 39 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-01 |
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