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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-07
CT RA APPROVED 2022-12-07
  • NY RA
    APPROVED
    Since 2026-01-07
  • CT RA
    APPROVED
    Since 2022-12-07

Branch Locations

51 Church St, Greenwich, CT 06830-5603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 11/2009 03/2020
Ameriprise Financial Services, Llc Staten Island NY 03/2020 Present
Previous Registrations
  • 2007-05-29 → 2009-03-26
    New York, NY
    New York, NY
    Downey, CA
    Los Angeles, CA
    Encino, CA
    Rancho Park, CA
    Woodland Hills, CA
    San Rafael, CA
    Las Vegas, NV
    Monterery Park, CA
    Santa Monica, CA
  • 2002-06-04 → 2007-05-29
    Citicorp Investment Services
    Downey, CA
    Los Angeles, CA
    Encino, CA
    Rancho Park, CA
    Woodland Hills, CA
    San Rafael, CA
    Las Vegas, NV
    Monterery Park, CA
    Santa Monica, CA
Other Businesses

Business Ownership; RSH Consulting, LLC; Owner; Consulting; 515 Fairfield Beach Road, , Fairfield, CT, 06824; Investment-Related; 11/12/2025; 20 to 39 hours per month; 40 to 59 during trading hours. Board of Directors; Fairfield Beach Resident Association Board; Fairfield Beach Resident Association Board Member; 515 Fairfield Beach Rd, , Fairfield, CT, 06824; Not Investment-Related; 09/13/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; RSH Consulting LLC; Owner; Consult with Ameriprise Advisors on helping them grow their practices through recruiting and leadership. In addition, work with Ameriprise leaders directly and coach them on more effective recruting tactics and efforts.; 515 Fairfield Beach Road, , Fairfield, CT, 06824; Not Investment-Related; 04/30/2026; 20 to 39 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-06
S63 Uniform Securities Agent State Law Examination 1985-02-01
  • S65 Uniform Investment Adviser Law Examination
    1994-06-06
  • S63 Uniform Securities Agent State Law Examination
    1985-02-01
Other Names
  • R Scott Hirsh

View on SEC IAPD

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