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Eric Clyde Lyons

LPl Financial LLC

Northfield, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-05-30
  • IL RA
    APPROVED
    Since 2012-05-30

Branch Locations

1 Northfield Plz Ste 300, Northfield, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Northfield IL 05/2012 Present
  • 05/2012 → Present
    Lpl Financial
    Northfield, IL
Previous Registrations
  • 2008-01-01 → 2012-05-31
    Wells Fargo Clearing Services, Llc
    Willowbrook, IL
  • 2001-03-05 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Willowbrook, IL
    Willowbrook, IL
    St. Louis, MO
Other Businesses

1. 07/02/2012: DBA ONLY / PELOTON WEALTH MANAGEMENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-21
S63 Uniform Securities Agent State Law Examination 1985-01-28
  • S65 Uniform Investment Adviser Law Examination
    2010-05-21
  • S63 Uniform Securities Agent State Law Examination
    1985-01-28

View on SEC IAPD

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Other Offices

MARCUS CAPITAL, LLC · NORTHFIELD, IL
MOLLER WEALTH PARTNERS · NORTHFIELD, IL
STRATEGIC PORTFOLIO MANAGERS · NORTHFIELD, IL
BRENTVIEW INVESTMENT MANAGEMENT, LLC · NORTHFIELD, IL
TREETOP WEALTH MANAGEMENT, LLC · NORTHFIELD, IL
KENNEY INVESTMENTS INC · NORTHFIELD, IL
ARDOR INVESTMENT MANAGEMENT CONSULTING · NORTHFIELD, IL
CERTITUDE ADVISORS, LLC · NORTHFIELD, IL

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