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One Northfield Plaza Suite 522, Northfield, IL 60093 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-27 |
| MN | RA | APPROVED | 2021-09-22 |
| NY | RA | APPROVED | 2021-09-22 |
| WA | RA | APPROVED | 2021-09-21 |
| TX | RA | APPROVED_RES | 2020-09-02 |
| CA | RA | APPROVED | 2019-05-24 |
| TN | RA | APPROVED | 2019-05-16 |
| IL | RA | APPROVED | 2019-05-15 |
Branch Locations
One Northfield Plaza Suite 522, Northfield, IL 60093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Chicago | IL | 05/2006 | 04/2018 |
| Santa Barbara Asset Management | Chicago | IL | 03/2015 | 04/2018 |
| Brentview Investment Management, Llc | Northfield | IL | 01/2019 | Present |
| Garden Leave | Glenview | IL | 04/2018 | 01/2019 |
| Foreside Financial Services, Llc | Northfield | IL | 04/2020 | 11/2021 |
| Cavu Securities Llc | New York | NY | 12/2021 | Present |
1) Brentview Investment Management, LLC; Northfield, IL; Investment Related; Started 5/1/2019; Investment Manager; President; Responsible for marketing & client services for Brentview Investment Management; 160 hours per month with 0 hours during securities trading hours. 2) Timberline Road, LLC, Glenview IL, Non Investment Related, Started 1/1/2019, Holding Company of Brentview Investment Management LLC Equity
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-08-21 |
| S65 | Uniform Investment Adviser Law Examination | 1996-01-10 |
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