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One Northfield Plaza Suite 222, Northfield, IL 60093 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-10 |
| CA | RA | APPROVED | 2025-05-09 |
Branch Locations
One Northfield Plaza Suite 222, Northfield, IL 60093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marcus Capital, Llc | Chicago | IL | 01/2004 | Present |
Effective October 20, 2022, I have taken a position as a member of the Board of Directors for Crown Electrokinetics Corp. The company commercializes electrokinetic technology for use in the smart glass market. This business is not investment related. I will devote approximately 3-4 hours per month to this activity during trading hours. My duties include being chairman of the audit committee and chairman of the finance committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-08 |
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