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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-17 |
| WA | RA | APPROVED | 2009-01-22 |
Branch Locations
701 Pike Street Suite 2100, Seattle, WA 98101 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Bellevue | WA | 01/2009 | Present |
1. VOLUNTEER OFFICER OF BELLEVUE TOASTMASTERS CLUB. SPEND ABOUT 2 HOURS PER WEEK 2. THIS IS A HOME RENTAL. SEPARATE APARTMENT UNIT. ONE HOUR PER MONTH, LANDLORD FOR THIS UNIT. START DATE AUGUST OF 2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-24 |
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