Paul Frederic Arutt

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2000 → Present
  Heritage West Capital Corporation
  Phoenix, AZ
• 01/2009 → Present
  Sagepoint Financial, Inc
  Tempe, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2017-01-17 → 2023-09-01
  Osaic Services, Inc.
  Phoenix, AZ
  Mesa, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Tempe, AZ
• 2002-10-30 → 2003-10-16
  Heritage West Capital Corporation
  Phoenix, AZ

Other Businesses

1. PAUL F. ARUTT POSITION: Notary Public NATURE: Act as Notary Public in State of Arizona INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2013 ADDRESS: 8765 East Bell Road, Suite 204, Scottsdale AZ 85260, United States DESCRIPTION: Notary public is commissioned by the Secretary of State of Arizona to perform notarial acts. 2. VALLEY OF THE SUN CHAPTER 112 POSITION: Director NATURE: Non-profit Corporation Valley of the Sun Chapter 112 is a chapter of the National Association of Watch & Clock Collectors (514 Poplar St, Columbia, PA 17512 - 717-684-8261) which is a hobbyist educational group promoting horological knowledge. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2018 ADDRESS: c/o John Cole, 8375 S. Homestead Ln, Tempe AZ 85284, United States DESCRIPTION: Serve as Director of hobby group that conducts educational meetings about various topics related to horology, watches and clocks and their history and restoration. 3. HERITAGE WEST CAPITAL CORP. POSITION: Owner - President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2000 ADDRESS: 8765 East Bell Road, Suite 204, Scottsdale AZ 85260, United States DESCRIPTION: Consult, provide analysis, design and market life insurance, retirement and fixed annuity programs to business owners, professionals and their clients. Includes variable products through the broker-dealer.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-02
• S63 Uniform Securities Agent State Law Examination
  1985-01-30

Other Names

• Paul Frederick Arutt
• Paul Arutt