Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-11-03
  • CT RA
    APPROVED
    Since 2015-11-03

Branch Locations

55 Railroad Ave, Greenwich, CT 06830 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich CT 07/2015 Present
Bank Of America, N.A. Greewich CT 07/2015 Present
Other Businesses

I*962370 For profit or not for profit: Entity For Profit Name of outside business organization: Vbreal Investment related: N Address of business: vero beach, Florida, 32963 Nature of business: ["S Corporation"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 12/1/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , VBreal was set up to purchase an investment property in Florida. I am a 1/3 investors

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-02
S63 Uniform Securities Agent State Law Examination 2010-11-01
  • S65 Uniform Investment Adviser Law Examination
    2015-11-02
  • S63 Uniform Securities Agent State Law Examination
    2010-11-01
Other Names
  • Carolyn Suzanne Lewis
  • Carolyn Suzanne Lewis-Westerberg

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Greenwich, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor