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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2020-10-01 |
| TX | RA | APPROVED_RES | 2020-10-01 |
Branch Locations
913 Wisconsin Ave Ste 105, Whitefish, MT 59937 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ek Riley Investments, Llc | Seattle | WA | 07/2005 | 11/2020 |
| Lpl Financial Llc | Whitefish | MT | 10/2020 | Present |
1. 2/3/2021 - No Business Name - Investment Related - 3893 Big Mountain Rd #304, Whitefish, MT 59937 - Real Estate Rental - Started 01/01/2021 - 0 Hours Per Month - Condo placed with a property management company to rent and use personally.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-26 |
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