David Alan Fogleman

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-06
MI	RA	APPROVED	2010-09-21

TX RA
APPROVED_RES

Since 2025-08-06
MI RA
APPROVED

Since 2010-09-21

Branch Locations

325 N. Old Woodward Ave. Suite 320, Birmingham, MI 48009 • United States

Waterford, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates,Inc.	Birmingham	MI	01/2002	Present

01/2002 → Present

Raymond James & Associates,Inc.

Birmingham, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-08-06
S63	Uniform Securities Agent State Law Examination	1985-02-15

S65 Uniform Investment Adviser Law Examination

2010-08-06
S63 Uniform Securities Agent State Law Examination

1985-02-15

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Exams

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