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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| TN | RA | APPROVED | 2018-02-14 |
Branch Locations
101 N Poplar St, Paris, TN 38242 • United States
127 South First St, Union City, TN 38261 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 09/1995 | 02/2018 |
| Commercial Bank & Trust | Paris | TN | 09/1995 | Present |
| Lpl Financial Llc | Paris | TN | 02/2018 | Present |
1. 6/22/2020 - CBTC Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2020 - 180 Hours Per Month/7 Hours During Securities Trading. 2. 5/7/2021 - CBTC Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/1/2021 - 170 Hours Per Month/170 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-25 |
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