Matthew Alan Plumley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 02/2018
  Invest Financial Corporation
  Paris, TN
• 02/2018 → Present
  Lpl Financial Llc
  Paris, TN

Previous Registrations

• 2010-04-29 → 2018-02-14
  Invest Financial Corporation
  Paris, TN
  Murfreesboro, TN
• 2005-08-01 → 2010-04-29
  Msi Financial Services, Inc.
  Paris, TN
  Memphis, TN

Other Businesses

1. 08/08/2019 - PWA - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/07/2019 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-07-01
• S63 Uniform Securities Agent State Law Examination
  2003-02-14