James Daniel Hitchcock

Current Employers

Employment History

• 04/2009 → Present
  Raymond James & Associates, Inc.
  Newport Beach, CA

Previous Registrations

• 2003-02-13 → 2009-04-23
  Oppenheimer & Co. Inc.
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

(1)Name of Business: Hitchcock Address: 179 Niblick Road # 169, Paso Robles, CA, 93446, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/01/1996 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. I am a court appointed trustee responsible for investing the trust assets according to the risk and return objectives of the trust and gifting annually (2)Name of Business: Jim Hitchcock Room Rental Service Address: Aliso Viejo, CA, 92656, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am renting out my rooms at my home (3)Name of Business: The Chancers Address: Aliso Viejo, CA, 92656, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 06/01/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I play in a band primarily for creative fun that performs on average about once per month typically on a Friday or Saturday afternoon or evening

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-15
• S63 Uniform Securities Agent State Law Examination
  1988-06-29

Other Names

• Jim Hitchcock