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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-11-16 |
| WA | RA | APPROVED | 2007-11-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Vancouver | WA | 11/2007 | Present |
1. 11/16/07- DBA ONLY- LAURUS WEALTH MANAGEMENT/ VANCOUVER, WA 2. 11/16/07- RENTAL PROPERTY ON 33RD ST. IN VANCOUVER, WA/ >1% OF HOURS/ VANCOUVER, WA 3. 6/9/09/NON-VARIABLE INSURANCE/POTENTIAL SALE OF FIXED INSURANCE PRODUCTS OUTSIDE THE LPL FINANCIAL NETWORK./2% OF TIME. 4. 4/27/2018 - LWM Properties - Investment Related - 300 and 314 West 15th Street, Vancouver, Washington - Real Estate Rental - Started 01/26/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 7/26/2018 - KGT Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/01/2007 - 0 Hours Per Month/0 Hours During Securities Trading - Commissions for LPL for tax purposes only.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-28 |
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