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Philip Raymond Hopkins

LPl Financial LLC

Vancouver, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-11-16
WA RA APPROVED 2007-11-16
  • TX RA
    APPROVED_RES
    Since 2007-11-16
  • WA RA
    APPROVED
    Since 2007-11-16

Branch Locations

314 W 15Th St Ste 100, Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Vancouver WA 11/2007 Present
  • 11/2007 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Vancouver, WA
Previous Registrations
  • 2005-09-19 → 2007-11-23
    A. G. Edwards & Sons, Inc.
    Vancouver, WA
    Vancouver, WA
Other Businesses

1. 11/16/07- DBA ONLY- LAURUS WEALTH MANAGEMENT/ VANCOUVER, WA 2. 11/16/07- RENTAL PROPERTY ON 33RD ST. IN VANCOUVER, WA/ >1% OF HOURS/ VANCOUVER, WA 3. 6/9/09/NON-VARIABLE INSURANCE/POTENTIAL SALE OF FIXED INSURANCE PRODUCTS OUTSIDE THE LPL FINANCIAL NETWORK./2% OF TIME. 4. 4/27/2018 - LWM Properties - Investment Related - 300 and 314 West 15th Street, Vancouver, Washington - Real Estate Rental - Started 01/26/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 7/26/2018 - KGT Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/01/2007 - 0 Hours Per Month/0 Hours During Securities Trading - Commissions for LPL for tax purposes only.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-17
S63 Uniform Securities Agent State Law Examination 1985-01-28
  • S66 Uniform Combined State Law Examination
    2005-09-17
  • S63 Uniform Securities Agent State Law Examination
    1985-01-28

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