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Robert J Lafitte

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside , RI

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2018-02-08
  • RI RA
    APPROVED
    Since 2018-02-08

Branch Locations

3400 Pawtucket Ave, Riverside , RI 02915 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bryant University Smithfield AL 01/2002 Present
Rockin' Soul Horns Johnston RI 10/1997 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2009 Present
Bank Of America, N.A. Lincoln RI 01/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-03
S63 Uniform Securities Agent State Law Examination 2007-03-27
  • S66 Uniform Combined State Law Examination
    2018-02-03
  • S63 Uniform Securities Agent State Law Examination
    2007-03-27
Other Names
  • Lafitte James Robert
  • Robert James Lafitte

View on SEC IAPD

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