Dennis James Prout

Current Employers

Employment History

• 01/1990 → Present
  Prout Financial Design
  Traverse City, MI
• 04/2010 → 02/2025
  Capital Asset Advisory Services, Llc
  Haslett, MI
• 02/2025 → Present
  Integrated Wealth Concepts Llc
  Waltham, MA

Previous Registrations

• 2011-02-09 → 2025-04-02
  Cg Advisory Services
  Traverse City, MI
  Williamston, MI
• 2009-06-01 → 2012-06-25
  Invest Financial Corporation
  Traverse City, MI
  Midland, MI
• 2010-05-27 → 2011-05-31
  Prout Financial Design

Other Businesses

CONDUCT INSURANCE BUSINESS DIRECTLY WITH PRODUCT SPONSOR/INSURANCE COMPANIES: JACKSON NATIONAL, ALLIANZ LIFE, AMERICAN EQUITY, F&G Life, AMERUS LIFE, INTEGRITY LIFE, ING, SUN LIFE OF CANADA(U.S.) KEYPORT LIFE, JOHN HANCOCK, MUTUAL OF OMAHA. Northwestern Michigan College; Non-Investment Related; 1701 E Front St, Traverse City, MI, 49686; Teaching; 09/2018; 5 hours per month; 0 hours per month during trading hours; teaching class at local college. Grand Traverse Pavilions Foundation; Non-Investment Related; 1000 Pavilions Cir, Traverse City, MI, 49684; Community Awareness; President of Board; 2 hours per month; 2 hours per month during trading hours; Volunteer on Board. The Economy Club of Traverse City; Non-Investment Related; PO Box 5322 Traverse City, MI, 49696; Local Club; Member; 1 hour per month; 1 hour per month during trading hours; Attend Meetings Traverse City Area Chamber of Commerce; Non-Investment Related; 202 E Grandview Pkwy, Traverse City, MI 49684; Community Awareness; Member; 0 hours per month; 0 hours per month during business hours; Member 01/2025 - INTEGRATED WEALTH CONCEPTS, LLC - DBA:PROUT FINANCIAL DESIGN - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 01/2025 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-04-24
• S63 Uniform Securities Agent State Law Examination
  1985-01-24