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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-07-15
  • PA RA
    APPROVED
    Since 2019-07-15

Branch Locations

800 Cranberry Woods Drive Suite 200, Cranberry Township, PA 16066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilliard Lyons Philadelphia PA 03/1999 07/2019
J.J.B. Hilliard, W.L. Lyons, Inc. Philadelphia PA 03/1999 03/2018
Jjb Hilliard Wl Lyons Llc Louisvillle KY 03/2018 07/2019
Raymond James & Associates Oil City PA 07/2019 Present
Rgmo Management Llc Cranberry Township PA 06/2012 Present
  • 03/1999 → 07/2019
    Hilliard Lyons
    Philadelphia, PA
  • 03/1999 → 03/2018
    J.J.B. Hilliard, W.L. Lyons, Inc.
    Philadelphia, PA
  • 03/2018 → 07/2019
    Jjb Hilliard Wl Lyons Llc
    Louisvillle, KY
  • 07/2019 → Present
    Raymond James & Associates
    Oil City, PA
  • 06/2012 → Present
    Rgmo Management Llc
    Cranberry Township, PA
Previous Registrations
  • 2010-11-05 → 2019-07-31
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Philadelphia, PA
    Cranberry Township, PA
    Cranberry Township, PA
    Cranberry Township, PA
Other Businesses

(1)Name of Business: LOWLA, LP Address: 716 Cherry Tree Way, Cranberry Twp, PA, 16066, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/23/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I sold these townhouse. I am working with my CPA to close the LP (2)Name of Business: RGMO, LP Address: 716 Cherry Tree Way, Cranberry Twp, PA, 16066, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/11/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I sold 5 townhouses. I rented them and provide for maintenance and upkeep.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-01-25
  • S63 Uniform Securities Agent State Law Examination
    1985-01-25
Designations
Other Names
  • Randy Morris

View on SEC IAPD

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