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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-10-06
  • PA RA
    APPROVED
    Since 2025-10-06

Branch Locations

800 Cranberry Woods Drive Suite 200, Cranberry Township, PA 16066 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Cranberry Township PA 06/2015 02/2022
Charles Schwab Bank Ssb Cranberry Township PA 06/2015 02/2022
Ubs Financial Services.iNc Wilmington PA 04/2022 10/2025
Raymond James & Associates Inc. Cranberry PA 10/2025 Present
Previous Registrations
  • 2022-01-14 → 2025-10-17
    Pittsburgh, PA
    Allison Park, PA
  • 2015-07-14 → 2022-02-08
    Pittsburgh, PA
    Cranberry Township, PA
    Cranberry Township, PA
  • 2012-02-03 → 2013-11-01
    Investment Professionals, Inc.
    San Antonio, TX
    San Antonio, TX
    Pittsburgh, PA
  • 2009-07-21 → 2011-12-13
    Pittsburgh, PA
    Pittsburgh, PA
  • 2008-07-09 → 2009-05-05
    Truist Investment Services, Inc.
    Durham, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Durham, NC
    Durham, NC
    Durham, NC
    Durham, NC
    Durham, NC
    Oxford, NC
    Youngsville, NC
    Creedmoor, NC
    Butner, NC
  • 2008-03-07 → 2008-07-26
    Securities America Advisors, Inc.
    Durham, NC
  • 2006-03-09 → 2008-03-07
    Truist Investment Services, Inc.
    Durham, NC
    Oxford, NC
    Youngsville, NC
    Wake Forest, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Creedmoor, NC
    Butner, NC
  • 2005-04-11 → 2005-07-22
    Turtle Creek, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-09
  • S66 Uniform Combined State Law Examination
    2005-04-09

View on SEC IAPD

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