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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-06-01 |
| VA | RA | APPROVED | 2009-01-21 |
Branch Locations
4801 Courthouse St, Suite 110, Williamsburg, VA 23188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Williamsburg | VA | 01/2009 | Present |
1. 01/21/2009 - DBA ONLY - WILLIAMSBURG FINANCIAL GROUP - SOLE OWNER OF THIS S CORP ENTITY - 5% OF TIME - WILLIAMSBURG, VA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-01 |
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