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Thomas Phillip Norris

Nfi Advisors, Inc

Novi, MI

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Current Employers
Nfi Advisors, Inc

39475 W. 13 Mile Rd. Suite 102, Novi, MI 48377-2359 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-01-20
  • MI RA
    APPROVED
    Since 2026-01-20

Branch Locations

39475 W. 13 Mile Road Suite 102, Novi, MI 48377 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nfi Advisors, Inc Novi MI 01/2004 Present
Norris Financial Novi MI 10/1993 Present
  • 01/2004 → Present
    Nfi Advisors, Inc
    Novi, MI
  • 10/1993 → Present
    Norris Financial
    Novi, MI
Previous Registrations
Other Businesses

MR. NORRIS IS OWNER AND PRESIDENT OF NORRIS FINANCIAL, AN ACCOUNTING AND TAX CONSULTING FIRM.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-04
S63 Uniform Securities Agent State Law Examination 1985-01-25
  • S65 Uniform Investment Adviser Law Examination
    2010-06-04
  • S63 Uniform Securities Agent State Law Examination
    1985-01-25
Other Names
  • Tom Norris

View on SEC IAPD

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DAVID RENE MERCIER
Melissa K Frantz
ANTHONY MICHAEL CARUANA
ELIZABETH KLAPPER DEUTCH

Other Offices

PATHWORKS FINANCIAL, INC. · NOVI, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Novi, MI
SPC · Novi, MI
J.P. MORGAN SECURITIES LLC · NOVI, MI
ALLSTATE FINANCIAL ADVISORS, LLC · Novi, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · NOVI, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Novi, MI
CHARLES SCHWAB & CO., INC. · Novi, MI

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