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John Lawrence Mills

Royal Fund Management, LLC

Lady Lake, FL

Atlanta, GA

CRD 1330407

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Employer firm

Royal Fund Management, LLC CRD 144434

$1.56B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • SUB-ADVISOR TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-02-05
  • GA RA
    APPROVED
    Since 2014-02-05

Branch Locations

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

5555 Glenridge Connector Suite 200, Atlanta, GA 30342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tax Centers Of Georgia Atlanta GA 02/2011 Present
High Street Asset Management Hot Springs AR 01/2013 Present
Royal Fund Management, Llc Atlanta GA 05/2013 Present
  • 02/2011 → Present
    Tax Centers Of Georgia
    Atlanta, GA
  • 01/2013 → Present
    High Street Asset Management
    Hot Springs, AR
  • 05/2013 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

OWNER-TAX CENTERS OF GEORGIA, TAX PREPARATION & PLANNING, SEASONAL-OFF SEASON 10 HRS/WEEK COMPANY: IRA DISTRIBUTION SOLUTIONS NON-INVESTMENT RELATED POSITION: SALES START DATE: 02/2009 - PRESENT ADDRESS: 5456 PEACHTREE INDUSTRIAL BLVD., SUITE 216, ATLANTA, GA 30341 HRS/MONTH: APPROX. 160 COMPANY: TAX CENTERS OF GEORGIA NON-INVESTMENT RELATED POSITION: DIRECTOR DATES: 09/2010 - PRESENT ADDRESS: 400 PERIMETER CENTER TERRACE SUITE 900, ATLANTA, GA 30346 DUTIES: I WILL OPEN A TAX OFFICE BUT NOT PERSONALLY DO ACCOUNTING OR PREPARATION MYSELF. TAX CENTERS OF GEORGIA WILL PARTICIPATE IN THE TRANSMISSION OF THE TAX RETURN DOCUMENTS TO A PROPRITARY NATIONWIDE NETWORK OF PROFESSIONAL CPA'S. HRS/MONTH: APPROXIMATELY 32 HRS/MONTH FROM MAY TO DECEMBER AND APPROXIMATELY 128 HRS/MONTH FROM JANUARY TO APRIL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-03
S66 Uniform Combined State Law Examination 2008-07-19
S63 Uniform Securities Agent State Law Examination 1985-02-25
  • S65 Uniform Investment Adviser Law Examination
    2014-01-03
  • S66 Uniform Combined State Law Examination
    2008-07-19
  • S63 Uniform Securities Agent State Law Examination
    1985-02-25
Other Names
  • John L Mills

View on SEC IAPD

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