James Patrick Clancy

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 11/2019
  Infinex Investments, Inc.
  Meriden, CT
• 12/2019 → 08/2025
  Lpl Financial Llc
  Cromwell, CT
• 08/2025 → Present
  Osaic Institutions, Inc.
  Meriden, CT

Previous Registrations

• 2019-12-12 → 2025-06-17
  Lpl Financial Llc
  Cromwell, CT
  East Hartford, CT
  Bristol, CT
  Hartford, CT
  Plainville, CT
  Middletown, CT
  Glastonbury, CT
• 2014-03-11 → 2019-11-26
  Osaic Institutions, Inc.
  Meriden, CT
  Glastonbury, CT
  East Hartford, CT
  Colchester, CT
  Glastonbury, CT
  South Glastonbury, CT
  Glastonbury, CT
  West Hartford, CT
• 2012-06-05 → 2014-03-03
  Voya Investment Management Co. Llc
  New York, NY
• 2009-06-01 → 2012-06-14
  Morgan Stanley
  New York, NY
• 2008-07-17 → 2009-06-01
  Morgan Stanley & Co. Llc
  New York, NY

Other Businesses

1.) Chelsea Groton Bank. Yes, investment related. Financial Advisor - VP. Started August 2025.

Exams

• S66 Uniform Combined State Law Examination
  2008-02-29
• S63 Uniform Securities Agent State Law Examination
  1985-12-23

Other Names

• James Patrick Clancy