Connie Russell

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Greensboro, NC
• 11/2016 → 08/2020
  Wells Fargo Clearing Services, Llc
  Greensboro, NC
• 08/2020 → Present
  Ameriprise Financial Services, Llc
  Raleigh, NC

Previous Registrations

• 2003-07-01 → 2020-08-11
  Wells Fargo Clearing Services, Llc
  Greensboro, NC
  Greensboro, NC
  New Bern, NC
• 2001-12-31 → 2003-07-01
  Prudential Equity Group, Llc
  Greenboro, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-10-19
• S63 Uniform Securities Agent State Law Examination
  1984-12-13

Other Names

• Connie Viator Adams
• Connie Russell
• Connie V Russell