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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-27 |
| NC | RA | APPROVED | 2003-07-01 |
Branch Locations
1220 Environ Way Ste 1220, Chapel Hill, NC 27517 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Chapel Hill | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chapel Hill | NC | 11/2016 | Present |
1. TRUSTEE FOR FATHER IN-LAW, INVESTMENT RELATED, CHAPEL HILL NC, FAMILY TRUST, BEGAN 11/2000, 3 HOURS/YEAR, NOT DURING BUSINESS HOURS. 3. EAST 54 HOA; INV. RELATED; CHAPEL HILL,NC; FINANCE COMMITTEE MEMBER; START DATE 01/01/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO PREPARE ANNUAL BUDGET, REVIEW FINANCIAL STATEMENTS, AND ADVISE THE HOA BOARD ON OVERALL FINANCES OF THE HOA. CHAMBER FOR A GREATER CHAPEL HILL / CARRBORO BOARD OF DIRECTORS ; INV RELATED; CHAPEL HILL, NC; HELPS BIZ AND INDIVIDUAL; TREASURER; START DATE: 01/01/2026; 3 HRS PER MONTH; 3 HRS DURING TRADING; PARTNERSHIP FOR A SUSTAINABLE COMMUNITY; INV RELATED; CHAPEL HILL,NC; COMMUNITY HELP; TREASURER; START DATE: 02/10/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-19 |
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