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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-27
NC RA APPROVED 2003-07-01
  • TX RA
    APPROVED
    Since 2024-08-27
  • NC RA
    APPROVED
    Since 2003-07-01

Branch Locations

1220 Environ Way Ste 1220, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chapel Hill NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Chapel Hill NC 11/2016 Present
Previous Registrations
  • 2001-12-31 → 2003-07-01
    Prudential Equity Group, Llc
    Durham, NC
Other Businesses

1. TRUSTEE FOR FATHER IN-LAW, INVESTMENT RELATED, CHAPEL HILL NC, FAMILY TRUST, BEGAN 11/2000, 3 HOURS/YEAR, NOT DURING BUSINESS HOURS. 3. EAST 54 HOA; INV. RELATED; CHAPEL HILL,NC; FINANCE COMMITTEE MEMBER; START DATE 01/01/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO PREPARE ANNUAL BUDGET, REVIEW FINANCIAL STATEMENTS, AND ADVISE THE HOA BOARD ON OVERALL FINANCES OF THE HOA. CHAMBER FOR A GREATER CHAPEL HILL / CARRBORO BOARD OF DIRECTORS ; INV RELATED; CHAPEL HILL, NC; HELPS BIZ AND INDIVIDUAL; TREASURER; START DATE: 01/01/2026; 3 HRS PER MONTH; 3 HRS DURING TRADING; PARTNERSHIP FOR A SUSTAINABLE COMMUNITY; INV RELATED; CHAPEL HILL,NC; COMMUNITY HELP; TREASURER; START DATE: 02/10/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-20
S63 Uniform Securities Agent State Law Examination 1984-12-19
  • S65 Uniform Investment Adviser Law Examination
    1992-11-20
  • S63 Uniform Securities Agent State Law Examination
    1984-12-19
Designations
Other Names
  • David Lesley Henson
  • David Leslie Henson

View on SEC IAPD

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