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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-08
  • OH RA
    APPROVED
    Since 2024-11-08

Branch Locations

5900 Landerbrook Drive Suite 205, Mayfield Heights, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Mayfield Hts OH 01/2008 06/2024
Securities America Advisors, Inc Mayfield Heights OH 02/2008 04/2019
Cedar Brook Financial Partners, Llc Mayfield Heights OH 02/2018 03/2021
Arbor Point Advisors Mayfield Hts OH 03/2021 11/2024
Osaic Wealth, Inc. Mayfield Hts OH 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 01/2008 → 06/2024
    Securities America, Inc
    Mayfield Hts, OH
  • 02/2008 → 04/2019
    Securities America Advisors, Inc
    Mayfield Heights, OH
  • 02/2018 → 03/2021
    Cedar Brook Financial Partners, Llc
    Mayfield Heights, OH
  • 03/2021 → 11/2024
    Arbor Point Advisors
    Mayfield Hts, OH
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Mayfield Hts, OH
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2021-03-01 → 2024-11-08
    Arbor Point Advisors
    Medina, OH
    Mayfield Heights, OH
    Mayfield Hts, OH
  • 2018-03-01 → 2021-03-16
    Cedar Brook Group
    Cleveland, OH
  • 2008-02-08 → 2019-04-03
    Securities America Advisors, Inc.
    Mayfield Heights, OH
  • 2000-05-23 → 2008-01-24
    Osaic Fa, Inc.
    Cleveland, OH
    Orange Village, OH
Other Businesses

**SECURITIES AMERICA, INC. INVESTMENT-RELATED - MEDINA, OH - BROKER-DEALER - REGISTERED REPRESENTATIVE - 01/2008 - APPROX 40 HRS/MONTH (APPROX 40 HRS/MONTH DURING TRADING HRS) - GENERAL SECURITIES REPRESENTATIVE. **RICHARD L. ANDERSON POSITION: Advisor NATURE: Life Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 5905 Landerbrook Drive, Suite 205, Cleveland OH 44124 DESCRIPTION: I do not market Insurance products and have rarely sold any over the last ten years. **ARBOR POINT POSITION: Advisor NATURE: Financial Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/01/2021 ADDRESS: 6373 Manor Glen Drive, Medina OH 44256 DESCRIPTION: The sale and servicing of investment related products

Other Names
  • Richard L Anderson

View on SEC IAPD

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