Richard Lee Anderson

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 06/2024
  Securities America, Inc
  Mayfield Hts, OH
• 02/2008 → 04/2019
  Securities America Advisors, Inc
  Mayfield Heights, OH
• 02/2018 → 03/2021
  Cedar Brook Financial Partners, Llc
  Mayfield Heights, OH
• 03/2021 → 11/2024
  Arbor Point Advisors
  Mayfield Hts, OH
• 06/2024 → Present
  Osaic Wealth, Inc.
  Mayfield Hts, OH
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2021-03-01 → 2024-11-08
  Arbor Point Advisors
  Medina, OH
  Mayfield Heights, OH
  Mayfield Hts, OH
• 2018-03-01 → 2021-03-16
  Cedar Brook Group
  Cleveland, OH
• 2008-02-08 → 2019-04-03
  Securities America Advisors, Inc.
  Mayfield Heights, OH
• 2000-05-23 → 2008-01-24
  Osaic Fa, Inc.
  Cleveland, OH
  Orange Village, OH

Other Businesses

**SECURITIES AMERICA, INC. INVESTMENT-RELATED - MEDINA, OH - BROKER-DEALER - REGISTERED REPRESENTATIVE - 01/2008 - APPROX 40 HRS/MONTH (APPROX 40 HRS/MONTH DURING TRADING HRS) - GENERAL SECURITIES REPRESENTATIVE. **RICHARD L. ANDERSON POSITION: Advisor NATURE: Life Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 5905 Landerbrook Drive, Suite 205, Cleveland OH 44124 DESCRIPTION: I do not market Insurance products and have rarely sold any over the last ten years. **ARBOR POINT POSITION: Advisor NATURE: Financial Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/01/2021 ADDRESS: 6373 Manor Glen Drive, Medina OH 44256 DESCRIPTION: The sale and servicing of investment related products

Other Names

• Richard L Anderson