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Deanna Jean Mercurio

Stifel, Nicolaus & Company, Incorporated

Redding, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-05-17
  • CA RA
    APPROVED
    Since 2019-05-17

Branch Locations

2701 Park Marina Drive 2Nd Floor, Redding, CA 96001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Redding CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Redding CA 11/2016 05/2019
Stifel Nicolaus & Co Inc Redding CA 05/2019 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Redding, CA
  • 11/2016 → 05/2019
    Wells Fargo Clearing Services, Llc
    Redding, CA
  • 05/2019 → Present
    Stifel Nicolaus & Co Inc
    Redding, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-22
S63 Uniform Securities Agent State Law Examination 1987-03-19
  • S66 Uniform Combined State Law Examination
    2010-02-22
  • S63 Uniform Securities Agent State Law Examination
    1987-03-19
Other Names
  • Deanna Jean Mercurio
  • Deanna Mercurio

View on SEC IAPD

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