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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-15 |
| PA | RA | APPROVED | 2023-07-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | New York | NY | 11/2015 | 12/2017 |
| Glenmede Trust Co | Philadelphia | PA | 01/2018 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Blue Bell | PA | 05/2022 | Present |
I*2705302, Entity Type: , Name of OBA: B A. A, Address: Warrington, Pennsylvania, 18976, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01/01/2020, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-11 |
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