Frederick Roy Hoffman

Current Employers

Employment History

• 02/2009 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Riverside, CA

Previous Registrations

• 2009-02-10 → 2018-02-14
  Invest Financial Corporation
  Appleton, WI
  Riverside, CA
• 2000-07-24 → 2008-12-31
  Transamerica Financial Advisors, Llc
  Clearwater, FL
  Riverside, CA

Other Businesses

1. 02/14/2018 - LIVINGSTON FINANCIAL GROUP, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/2009 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 02/14/2018 - No Business Name - Not Investment Related - 1313 Chicago Ave. Ste. 200 Riverside, CA 92507 - Real Estate Rental - Start Date 1/1/2014 - 0 Hours Per Month/0 Hours During Securities Trading. 3. 02/14/2018 - LIFE BROKERAGE EQUITY GROUP OF CA - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 03/07 - 160 Hours Per Month/130 Hours During Securities Trading. 4. 10/3/2018 - LIVINGSTON FINANCIAL GROUP, INC. - DBA: Livingston and LIVINGSTON FINANCIAL GROUP, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/06/2018 - 20 Hours Per Month/20 Hours During Securities Trading. 5. 10/5/2021 - LIFE BROKERAGE, INC. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Owner and Administrator - Started 06/29/2006 - 10 Hours Per Month During Securities Trading - Fixed insurance, Life, Health disability, and Long term care. 6. 11/01/2021 - Life Brokerage Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 09/29/2021 - 10 Hours Per Month/10 Hour During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-22
• S63 Uniform Securities Agent State Law Examination
  1997-10-31