Robert Gary Brochu

Current Employers

Employment History

• 12/1984 → Present
  R.G.B. Financial
  Avon, CT
• 08/1994 → Present
  Lpl Financial, Llc
  Farmington, CT

Other Businesses

1. 08/06/1999 - NON-VARIABLE INSURANCE - SEVERAL DIFFERENT INSURANCE COMPANIES - CORP, INSURANCE SALES. - FARMINGTON, CT. 2. 6/16/2006: OTHER-RETAIL FOOD SERVICE - CINCINNATI DONUTS, LLC - LIMITED LIABILITY MEMBER OF LLC TO OWN & OPERATE 5-7 DUNKIN DONUTS. SIMPLY AN INVESTMENT PARTNER WITH NO DAY TO DAY RESPONSIBILITIES OR DUTIES. - TIME SPENT 0% - FARMINGTON, CT. 3. 11/19/2010: REAL ESTATE RENTAL - CABO REALTY, LLC - ONE OFFICE CONDO UNIT OCCUPIED BY MY LPL OFFICE AND RENTED FROM AN REAL ESTATE LLC OWNED BY MY WIFE & I. - TIME SPENT 2% - FARMINGTON, CT. 4. 09/27/2012 - RGB Financial - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - TIME SPENT 100% - FARMINGTON, CT. 5. 9/16/2018 - Brochu Chase Family LLC - Investment Related - Other-Passive Investment - Investor/Member - Start Date: 07/31/2018 - 0 Hours Per Month/0 Hours During Securities Trading - No services are provided. This is not a business. 6. 1/22/2021 - Town of Farmington Municipal Employees Pension Plan-Retirement Board - Investment Related - 1 Monteith Dr. Farmington, CT 06032 - Other-Politics/Government - Board Member - Started 1/1/2020 - 1 Hours Per Month/0 Hours During Securities Trading - Advising the Town of Farmington Retirement & Pension Plan for town employees. 7. 01/06/2023 - RGB TAX SERVICES LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 03/26/2013 - 160 Hours Per Month/160 Hours During Securities Trading - Tax return preparation and filing.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-10-02

Other Names

• Robert G Brochu